Cook Jill E 4
4 · CUMMINS INC · Filed Feb 11, 2021
Insider Transaction Report
Form 4
CUMMINS INCCMI
Cook Jill E
VP-Human Resources
Transactions
- Exercise/Conversion
Common
2021-02-10$119.77/sh+3,260$390,450→ 18,954 total - Sale
Common
2021-02-10$244.67/sh−2,107$515,516→ 16,847 total - Exercise/Conversion
Stock Option (Right-to-Buy)
2021-02-10−3,260→ 0 totalExercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (3,260 underlying)
Holdings
- 2,479.49(indirect: By 401(k))
Common
- 16,490
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (16,490 underlying) - 6,440
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (6,440 underlying) - 4,410
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (4,410 underlying) - 6,480
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (6,480 underlying) - 9,590
Stock Option (Right-to-Buy)
Exercise: $142.12From: 2023-04-06Exp: 2030-04-06→ Common (9,590 underlying) - 4,810
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (4,810 underlying) - 10,630
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (10,630 underlying) - 7,390
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (7,390 underlying) - 11,100
Stock Option (Right-to-Buy)
Exercise: $163.43From: 2022-04-04Exp: 2029-04-04→ Common (11,100 underlying)
Footnotes (2)
- [F1]The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.