Rauseo Anthony 4
4 · FUELCELL ENERGY INC · Filed Apr 9, 2019
Insider Transaction Report
Form 4
Rauseo Anthony
Chief Operating Officer
Transactions
- Tax Payment
Common Stock
2019-04-05$0.31/sh−20,584$6,381→ 177,903 total - Exercise/Conversion
Common Stock
2019-04-08+58,333→ 236,236 total - Tax Payment
Common Stock
2019-04-08$0.30/sh−21,374$6,412→ 214,862 total - Exercise/Conversion
Employee Restricted Stock Unit
2019-04-08−56,179→ 329,027 total→ Common Stock (56,179 underlying) - Exercise/Conversion
Common Stock
2019-04-05+56,179→ 198,487 total - Tax Payment
Common Stock
2019-04-08$0.30/sh−4,979$1,494→ 209,883 total - Exercise/Conversion
Employee Restricted Stock Unit
2019-04-08−58,333→ 270,694 total→ Common Stock (58,333 underlying)
Footnotes (4)
- [F1]Restricted stock units were converted into common stock on a one-for-one basis.
- [F2]Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016.
- [F3]On April 5, 2018, the reporting person was granted 168,539 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
- [F4]On April 6, 2017, the reporting person was granted 175,000 restricted stock units, which vest 1/3 on each of the first, second, and third anniversaries of the date of grant, subject to continued employment.