Cook Jill E 5
5 · CUMMINS INC · Filed Jan 18, 2019
Insider Transaction Report
Form 5
CUMMINS INCCMI
Cook Jill E
VP-Human Resources
Transactions
- Tax Payment
Common
2018-03-01−7→ 9,671 total
Holdings
- 16,490
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (16,490 underlying) - 6,440
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (6,440 underlying) - 4,410
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (4,410 underlying) - 6,480
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (6,480 underlying) - 10,630
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (10,630 underlying) - 4,810
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (4,810 underlying) - 7,390
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (7,390 underlying) - 2,208.59(indirect: By 401(k))
Common
- 3,260
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (3,260 underlying)
Footnotes (2)
- [F1]Reflects a negative adjustment of 7 shares since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.