Rauseo Anthony 4
4 · FUELCELL ENERGY INC · Filed Apr 9, 2018
Insider Transaction Report
Form 4
Rauseo Anthony
Chief Operating Officer
Transactions
- Tax Payment
Common Stock
2018-04-06$1.80/sh−18,282$32,908→ 148,070 total - Award
Employee Restricted Stock Unit
2018-04-05+100,000→ 443,539 total→ Common Stock (100,000 underlying) - Exercise/Conversion
Employee Restricted Stock Unit
2018-04-06−58,333→ 385,206 total→ Common Stock (58,333 underlying) - Exercise/Conversion
Common Stock
2018-04-06+58,333→ 166,352 total - Award
Employee Restricted Stock Unit
2018-04-05+168,539→ 343,539 total→ Common Stock (168,539 underlying)
Footnotes (6)
- [F1]Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.
- [F3]Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.
- [F4]The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
- [F5]The Restricted Stock Units vest 100% on the third anniversary of the date of grant subject to continued employment.
- [F6]Represents shares distributed pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.