5//SEC Filing
BARINGS PARTICIPATION INVESTORS 5
Accession 0001225208-17-003255
$MPVCIK 0000831655other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:42 PM ET
Size
9.2 KB
Accession
0001225208-17-003255
Insider Transaction Report
Form 5
Holdings
- 67,414
Shares of Beneficial Interest ("Common Shares")
- 143,406(indirect: By LLC)
Shares of Beneficial Interest ("Common Shares")
- 15,000,000
Senior Fixed Rate Convertible Note due 12/13/23
→ Shares of Beneficial Interest ("Common Shares") (15,000,000 underlying)
Footnotes (4)
- [F1]Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.
- [F2]The inclusion of the Barings held securities of the Issuer shall not be construed as an admission that MassMutual is for the purpose of Section 16 of the Securities Exchange Act of 1934, the direct or indirect beneficial owner of any of the securities of the Issuer beneficially owned by Barings.
- [F3]Effective 09/12/2016, Babson Capital Management LLC became Barings LLC.
- [F4]Note held by MassMutual that is convertible based on average price of Issuer's common shares ten days prior to exercise.
Documents
Issuer
BARINGS PARTICIPATION INVESTORS
CIK 0000831655
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0000831655
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 5:42 PM ET
- Size
- 9.2 KB