CODEXIS INC 4
4 · CODEXIS INC · Filed Aug 17, 2016
Insider Transaction Report
Form 4
CODEXIS INCCDXS
VIVO VENTURES VII, LLC
10% Owner
Transactions
- Sale
Common Stock
2016-08-15$4.27/sh−48,934$209,144→ 5,327,211 total(indirect: By Vivo Ventures Fund VI, L.P.) - Sale
Common Stock
2016-08-15$4.27/sh−1,066$4,556→ 116,108 total(indirect: By Vivo Ventures VII Affiliates Fund, L.P.) - Sale
Common Stock
2016-08-16$4.21/sh−787$3,311→ 115,321 total(indirect: By Vivo Ventures VII Affiliates Fund, L.P.) - Sale
Common Stock
2016-08-16$4.21/sh−36,107$151,909→ 5,291,104 total(indirect: By Vivo Ventures Fund VI, L.P.)
Footnotes (4)
- [F1]The price shown is a weighted average sales price. The shares were sold at prices ranging from $4.18 to $4.39 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F2]These shares are owned directly by Vivo Ventures Fund VII, L.P. Vivo Ventures VII, LLC is its general partner, and as such may be deemed to beneficially own these shares.
- [F3]The price shown is a weighted average sales price. The shares were sold at prices ranging from $4.15 to $4.28 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]These shares are owned directly by Vivo Ventures VII Affliates Fund, L.P. Vivo Ventures VII, LLC is its general partner, and as such may be deemed to beneficially own these shares.