CUMMINS INC 4
4 · CUMMINS INC · Filed Mar 8, 2016
Insider Transaction Report
Form 4
CUMMINS INCCMI
Yoder Lisa M
VP-Global Supp. & Mfg.
Transactions
- Award
Common
2016-03-04+42→ 943.748 total(indirect: By Spouse) - Award
Common
2016-03-04+1,407→ 7,048.826 total - Tax Payment
Common
2016-03-04$100.26/sh−448$44,916→ 6,600.826 total - Tax Payment
Common
2016-03-04$100.26/sh−16$1,604→ 927.748 total(indirect: By Spouse)
Holdings
- 820
Stock Option (Right-to-Buy)
Exercise: $78.58From: 2012-08-01Exp: 2020-08-01→ Common (820 underlying) - 1,962.36(indirect: By 401(k))
Common
- 4,770
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (4,770 underlying) - 820
Stock Option (Right-to-Buy)
Exercise: $67.58From: 2012-06-01Exp: 2020-06-01→ Common (820 underlying) - 980
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (980 underlying) - 2,210
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (2,210 underlying) - 99(indirect: By Spouse)
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (99 underlying) - 3,740
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (3,740 underlying) - 4,920
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (4,920 underlying) - 145(indirect: By Spouse)
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (145 underlying)
Footnotes (3)
- [F1]Shares withheld to satisfy tax liabilities relating to earned performance shares.
- [F2]Reflects 0.947 shares that had been acquired under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.
- [F3]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.