CARDICA INC 4
4 · CARDICA INC · Filed Mar 1, 2016
Insider Transaction Report
Form 4
CARDICA INCCRDC
YOUNGER WILLIAM H JR
Director10% Owner
Transactions
- Other
Common Stock
2016-02-26+56→ 26,468 total(indirect: By Trust) - Other
Common Stock
2016-02-26−44,665→ 296,614 total(indirect: By Partnership)
Holdings
- 17,286(indirect: By Trust)
Common Stock
- 233
Common Stock
- 44,415(indirect: By Partnership)
Common Stock
Footnotes (6)
- [F1]Distribution of shares without consideration to the managing directors of the general partner of Sutter Hill Ventures, a California Limited Partnership, including the reporting person, in accordance with the partnership agreement.
- [F2]On February 17, 2016, the Issuer effected a one-for-ten reverse stock split of its common stock. Shares reported as being beneficially owned in this Form 4 have been adjusted for the reverse stock split.
- [F3]Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- [F4]Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- [F5]Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F6]Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.