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4//SEC Filing

EATON VANCE CORP 4

Accession 0001225208-16-024184

CIK 0000350797operating
View on SEC.govCompany Profile

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 12:31 PM ET

Size

12.3 KB

Accession

0001225208-16-024184

Insider Transaction Report

Form 4
Period: 2016-01-14
EATON VANCE CORPEV
Perkin Edward J.
Chief Equity Inv. Officer
Transactions
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2015-11-02$32.50/sh+303$9,847→ 51,363 total
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2016-01-14+17,820→ 96,195 total
  • Tax Payment

    Eaton Vance Corp. Non-voting Common Stock

    2016-01-14$27.75/sh−674$18,704→ 95,521 total
Holdings

  • Option (right to buy)

    Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (90,320 underlying)
    90,320

  • Voting Trust Receipt

    18,623

  • Option (right to buy)

    Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (111,880 underlying)
    111,880

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623
Footnotes (6)
  • [F1]These shares were acquired under the 2013 Employee Stock Purchase Plan, which is a 16b-3 Plan.
  • [F2]Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.
  • [F3]These shares were withheld to cover the tax liability associated with a restricted stock vesting event.
  • [F4]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F5]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F6]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000350797

Filing Metadata

Form type
4
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 12:31 PM ET
Size
12.3 KB
View on SEC.gov