SCHWAB CHARLES CORP 4
4 · SCHWAB CHARLES CORP · Filed Jun 12, 2015
Insider Transaction Report
Form 4
Allen Jay L
EVP - Human Resources
Transactions
- Exercise/Conversion
Common Stock
2015-06-11$23.12/sh+6,004$138,812→ 11,657.565 total(indirect: By Trust) - Sale
Common Stock
2015-06-11$33.62/sh−6,004$201,827→ 5,653.565 total(indirect: By Trust) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-06-11−6,004→ 18,012 totalExercise: $23.12From: 2014-11-01Exp: 2023-11-01→ Common Stock (6,004 underlying)
Holdings
- 1,874(indirect: by ESPP)
Common Stock
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
- [F2]This transaction was executed in multiple trades at prices ranging from $33.58 to $33.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.