4//SEC Filing
SCHWAB CHARLES CORP 4
Accession 0001225208-15-006771
$SCHWCIK 0000316709operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 4:28 PM ET
Size
24.8 KB
Accession
0001225208-15-006771
Insider Transaction Report
Form 4
Allen Jay L
EVP - Human Resources
Transactions
- Exercise/Conversion
Common Stock
2015-03-02$16.40/sh+10,089$165,460→ 15,742.565 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2015-03-02$29.77/sh+8,397$249,979→ 24,139.565 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2015-03-02$13.91/sh+8,264$114,952→ 32,403.565 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2015-03-02$18.66/sh+7,926$147,899→ 40,329.565 total(indirect: By Trust) - Sale
Common Stock
2015-03-02$30.15/sh−7,926$238,969→ 32,403.565 total(indirect: By Trust) - Sale
Common Stock
2015-03-02$29.36/sh−8,264$242,631→ 24,139.565 total(indirect: By Trust) - Sale
Common Stock
2015-03-02$29.85/sh−10,089$301,158→ 14,050.565 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2015-03-03$29.95/sh+3,005$90,000→ 17,055.565 total(indirect: By Trust) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-03-02−7,926→ 0 totalExercise: $18.66From: 2012-03-01Exp: 2021-03-01→ Common Stock (7,926 underlying) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-03-02−8,264→ 8,265 totalExercise: $13.91From: 2013-03-01Exp: 2022-03-01→ Common Stock (8,264 underlying) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-03-02−10,089→ 20,178 totalExercise: $16.40From: 2014-03-01Exp: 2023-03-01→ Common Stock (10,089 underlying) - Award
Nonqualified Stock Option (right to buy)
2015-03-02+66,186→ 66,186 totalExercise: $30.17From: 2016-03-02Exp: 2025-03-02→ Common Stock (66,186 underlying)
Holdings
- 1,768(indirect: by ESPP)
Common Stock
Footnotes (4)
- [F1]Shares acquired on the vesting of restricted stock units.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
- [F3]This transaction was executed in multiple trades at prices ranging from $29.78 to $30.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
Documents
Issuer
SCHWAB CHARLES CORP
CIK 0000316709
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000316709
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 4:28 PM ET
- Size
- 24.8 KB