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PULASKI FINANCIAL CORP 4

Accession 0001225208-14-020059

CIK 0001062438operating
View on SEC.govCompany Profile

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 11:58 AM ET

Size

8.5 KB

Accession

0001225208-14-020059

Insider Transaction Report

Form 4
Period: 2014-09-16
PULASKI FINANCIAL CORPPULB
Sullivan James
EVP, Corporate Development
Transactions
  • Exercise/Conversion

    Common Stock

    2014-09-16$8.36/sh+12,500$104,500→ 12,500 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2014-09-16−12,500→ 0 total
    Exercise: $8.36From: 2010-08-04Exp: 2019-08-04→ Common Stock (12,500 underlying)
Holdings

  • Common Stock

    (indirect: By Stock Award II)
    15,000

  • Common Stock

    (indirect: By KSOP)
    883.979
Footnotes (3)
  • [F1]This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan originally vested on December 31, 2013 and December 31, 2014. The new vesting schedule is as follows: 5,000 shares on February 19, 2015 and 10,000 shares on February 19, 2016, in each case subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
  • [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on August 4, 2010.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

→
Entity typeoperating
IncorporatedMO

Related Parties

1
  • filerCIK 0001062438

Filing Metadata

Form type
4
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 11:58 AM ET
Size
8.5 KB
View on SEC.gov