4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0001225208-14-006548
$RJFCIK 0000720005operating
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 11:39 AM ET
Size
12.2 KB
Accession
0001225208-14-006548
Insider Transaction Report
Form 4
HABERMEYER H WILLIAM JR
Director
Transactions
- Exercise/Conversion
Common Stock
2014-02-25+1,200→ 1,200 total - Exercise/Conversion
Restricted Stock Units
2014-02-25−1,200→ 800 totalExp: 2016-02-25→ Common Stock (1,200 underlying)
Holdings
- 2,500
Employee Stock Option (right to buy)
Exercise: $26.69From: 2013-02-19Exp: 2015-02-19→ Common Stock (2,500 underlying) - 2,000
Restricted Stock Units
Exp: 2018-02-22→ Common Stock (2,000 underlying) - 2,000
Restricted Stock Units
Exp: 2017-02-24→ Common Stock (2,000 underlying) - 2,000
Restricted Stock Units
Exp: 2019-02-21→ Common Stock (2,000 underlying)
Footnotes (6)
- [F1]Vesting of restricted stock units on the basis of one share of RJF common stock for one restricted stock unit.
- [F2]Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.
- [F3]Restricted Stock Units vest 60% on 02/25/2014, 20% on 02/25/2015 and 20% on 02/25/2016.
- [F4]Restricted Stock Units vest 60% on 2/21/2017, 20% on 2/21/2018 and 20% on 2/21/2019.
- [F5]Restricted Stock Units vest 60% on 2/22/2016, 20% on 2/22/2017 and 20% on 2/22/2018.
- [F6]Restricted Stock Units vest 60% on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 11:39 AM ET
- Size
- 12.2 KB