PERLIN GARY L 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Feb 12, 2013
Insider Transaction Report
Form 4
PERLIN GARY L
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2013-02-10$57.27/sh−5,830$333,884→ 115,014 total - Disposition to Issuer
Common Stock
2013-02-10$57.87/sh−13,131$759,891→ 101,883 total - Exercise/Conversion
Common Stock
2013-02-10+13,131→ 120,844 total - Exercise/Conversion
Restricted Stock Units
2013-02-10−13,131→ 26,263 totalExercise: $0.00→ Common Stock (13,131 underlying)
Footnotes (3)
- [F1]On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement.
- [F3]These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter.