Sullivan James 4
4 · PULASKI FINANCIAL CORP · Filed Dec 18, 2012
Insider Transaction Report
Form 4
Sullivan James
EVP, Corporate Development
Transactions
- Tax Payment
Common Stock
2012-12-15$8.86/sh−324$2,871→ 676 total
Holdings
- 1,000(indirect: By Stock Award)
Common Stock
- 15,000(indirect: By Stock Award II)
Common Stock
- 524.52(indirect: By KSOP)
Common Stock
- 12,500
Stock Option (right to buy)
Exercise: $8.36From: 2010-08-04Exp: 2019-08-04→ Common Stock (12,500 underlying)
Footnotes (4)
- [F1]Since the reporting person's last report, 1,000 shares previously held by Stock Award II have vested and are now held directly.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
- [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan vest as follows: 5,000 shares on December 31, 2013 and 10,000 shares on December 31, 2014, in each case subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on August 4, 2010.