Bliefernich Cheri G 4
4 · PULASKI FINANCIAL CORP · Filed Oct 29, 2012
Insider Transaction Report
Form 4
Bliefernich Cheri G
Executive Vice President
Transactions
- Tax Payment
Common Stock
2012-10-26$8.21/sh−328$2,693→ 1,910 total - Tax Payment
Common Stock
2012-10-29$8.21/sh−1,101$9,039→ 4,202 total
Holdings
- 20,000(indirect: By Stock Award IV)
Common Stock
- 12,500
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (12,500 underlying) - 2,000(indirect: By Stock Award II)
Common Stock
- 2,023(indirect: By Stock Award III)
Common Stock
- 3,000
Stock Option (right to buy)
Exercise: $16.50From: 2007-02-23Exp: 2016-02-23→ Common Stock (3,000 underlying) - 768.8(indirect: By KSOP)
Common Stock
- 1,500
Stock Option (right to buy)
Exercise: $13.33From: 2005-01-28Exp: 2014-01-28→ Common Stock (1,500 underlying) - 10,000
Stock Option (right to buy)
Exercise: $10.95From: 2009-03-13Exp: 2018-03-13→ Common Stock (10,000 underlying)
Footnotes (8)
- [F1]Since the reporting person's last report 3,393 shares and 1,012 shares previously held by Stock Award and Stock Award III, respectively, have vested and are now owned directly.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
- [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
- [F4]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
- [F5]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, assuming, in each case, achievement of certain performance objectives and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
- [F6]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- [F7]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on March 13, 2009.
- [F8]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.