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4//SEC Filing

Whelan Robert J 4

Accession 0001225208-11-024286

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 4:38 PM ET

Size

17.8 KB

Accession

0001225208-11-024286

Insider Transaction Report

Form 4
Period: 2011-11-01
EATON VANCE CORPEV
Whelan Robert J
Chief Financial Officer
Transactions
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2011-11-01+9,040→ 61,613 total
  • Sale

    Eaton Vance Corp. Non-voting Common Stock

    2011-11-02$25.73/sh−862$22,180→ 60,751 total
  • Sale

    Eaton Vance Corp. Non-voting Common Stock

    2011-11-03$25.95/sh−656$17,020→ 60,095 total
  • Award

    Option (right to buy)

    2011-11-01+36,020→ 36,020 total
    Exercise: $25.06Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (36,020 underlying)
Holdings

  • Option (right to buy)

    Exercise: $21.99Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (32,700 underlying)
    32,700

  • Voting Trust Receipt

    18,623

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623

  • Option (right to buy)

    Exercise: $45.22Exp: 2017-07-11→ Eaton Vance Corp. Non-voting Common Stock (14,143 underlying)
    14,143

  • Option (right to buy)

    Exercise: $48.39Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (15,700 underlying)
    15,700

  • Option (right to buy)

    Exercise: $29.39Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (25,400 underlying)
    25,400

  • Option (right to buy)

    Exercise: $28.17Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (28,120 underlying)
    28,120
Footnotes (8)
  • [F1]Restricted Stock Award granted under the 2008 Omnibus Incentive Plan
  • [F2]These shares were sold to cover the tax liability associated with a restricted stock vesting event.
  • [F3]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
  • [F4]Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30%
  • [F5]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F6]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
  • [F7]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
  • [F8]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001312144

Filing Metadata

Form type
4
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:38 PM ET
Size
17.8 KB
View on SEC.gov