4//SEC Filing
HANRAHAN MICHAEL E 4
Accession 0001225208-11-008865
CIK 0001129633other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 6:22 PM ET
Size
9.5 KB
Accession
0001225208-11-008865
Insider Transaction Report
Form 4
HANRAHAN MICHAEL E
VP & Chief Accounting Officer
Transactions
- Award
Restricted Stock Unit (2010)
2011-03-02+8,955.9→ 8,955.9 totalExercise: $0.00→ Common (8,955.9 underlying)
Holdings
- 11,519.936
Common
- 6,979.385(indirect: By 401(k))
Common
- 1,561.6
Stock Option (Right to Buy)
Exp: 2020-03-08→ Common (1,561.6 underlying) - 5,000
Stock Option (Right to Buy)
Exercise: $0.53Exp: 2019-03-18→ Common (5,000 underlying)
Footnotes (4)
- [F1]Includes 5,519.936 shares acquired through The Phoenix Employee Stock Purchase Plan.
- [F2]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- [F3]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
- [F4]The options vest in approximately three equal installments on each of the first three anniversaries of the grant.
Documents
Issuer
PHOENIX COMPANIES INC/DE
CIK 0001129633
Entity typeother
Related Parties
1- filerCIK 0001471467
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 6:22 PM ET
- Size
- 9.5 KB