RIESS RICHARD K 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 8, 2010
Insider Transaction Report
Form 4
RIESS RICHARD K
Executive Vice President
Transactions
- Sale
Common Stock
2010-12-07$30.89/sh−9,689$299,301→ 16,391 total
Holdings
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2015-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 510(indirect: ESOP)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2013-01-27→ Common Stock (15,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.87 to $30.95, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]Includes number of shares acquired under ESOP through December 6, 2010.
- [F3]Options becoming exercisable - 15,000 on 11/24/2012, 5,000 on 11/24/2013, 5,000 on 11/24/2014
- [F4]Options currently exercisable - 9,000; Options becoming exercisable - 3,000 on 11/27/2011 and 3,000 on 11/27/2012
- [F5]Options currently exercisable - 11,250; Options becoming exercisable - 3,750 on 02/01/2011