FRISBIE NORMAN RICKARD JR 4
4 · FRANKLIN RESOURCES INC · Filed Dec 2, 2010
Insider Transaction Report
Form 4
FRISBIE NORMAN RICKARD JR
SVP & Chief Admin Officer
Transactions
- Tax Payment
Common Stock, par value $.10
2010-12-01$117.63/sh−208$24,467→ 17,336.499 total - Award
Common Stock, par value $.10
2010-12-01+560→ 17,544.499 total
Holdings
- 454.002(indirect: By 401(k))
Common Stock, par value $.10
Footnotes (4)
- [F1]On November 4, 2009, Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. Certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2010 were achieved resulting in the acquisition on December 1, 2010 of the amount of vested shares reported in Column 4.
- [F2]Not Applicable.
- [F3]Of the amount of securities beneficially owned, 4,064 shares represent unvested awards of restricted stock shares.
- [F4]Reporting person holds shares in Franklin Templeton 401(k) Retirement Plan. Information is based on a plan summary as of October 11, 2010.