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North Penn Bancorp Inc·4

Sep 22, 7:40 PM ET

DZIAK THOMAS J 4

4 · North Penn Bancorp Inc · Filed Sep 22, 2010

Insider Transaction Report

Form 4
Period: 2010-08-17
North Penn Bancorp IncNPEN
DZIAK THOMAS J
Executive Vice President
Transactions
  • Sale

    Common Stock

    2010-08-17$9.00/sh−565$5,085→ 1,744 total
Holdings

  • Stock Option (right to buy)

    Exercise: $8.25From: 2009-05-28Exp: 2018-05-28→ Common Stock (6,000 underlying)
    6,000

  • Stock Option (right to buy)

    Exercise: $10.21From: 2007-09-26Exp: 2016-09-26→ Common Stock (7,644 underlying)
    7,644

  • Common Stock

    (indirect: By ESOP)
    3,451

  • Common Stock

    (indirect: By IRA)
    4,918

  • Stock Option (right to buy)

    Exercise: $9.95From: 2008-10-23Exp: 2017-10-23→ Common Stock (55 underlying)
    55

  • Common Stock

    (indirect: By 401(k))
    2,010

  • Common Stock

    (indirect: By Stock Award)
    2,781
Footnotes (5)
  • [F1]Since the reporting person's last report, 2,309 shares previously held through Stock Awards have vested and are now owned directly.
  • [F2]This form reflects changes in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F3]Stock Options vest in five approximately equal annual installments commencing on May 28, 2009.
  • [F4]Stock Options vest in five approximately equal annual installments commencing on September 26, 2007.
  • [F5]Stock Options vest in five approximately equal annual installments commencing on October 23, 2008.

Documents

1 file
  • 4
    doc4.xmlPrimary