Home/Filings/4/0001225208-09-024600
4//SEC Filing

FREDERICK WILLIAM C MD 4

Accession 0001225208-09-024600

CIK 0000910073other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 5:40 PM ET

Size

12.4 KB

Accession

0001225208-09-024600

Insider Transaction Report

Form 4
Period: 2009-12-14
Transactions
  • Exercise/Conversion

    Common Stock

    2009-12-14$6.65/sh+32,640$217,056366,756 total
  • Sale

    Common Stock

    2009-12-14$13.31/sh27,360$364,107339,396 total
  • Sale

    Common Stock

    2009-12-14$13.30/sh32,640$434,112306,756 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2009-12-1432,6400 total
    Exercise: $6.65From: 2001-07-31Exp: 2010-02-17Common Stock (32,640 underlying)
Holdings
  • Common Stock

    (indirect: By IRA)
    12,240
  • Stock Option (right to buy)

    Exercise: $13.85From: 2003-07-24Exp: 2012-07-24Common Stock (45,333 underlying)
    45,333
Footnotes (3)
  • [F1]Shares were sold to repay a third party loan used to pay the reporting person's tax obligations stemming from the exercise of stock options from 2008.
  • [F2]In connection with the merger of Richmond County with and into NYCB on July 31, 2001, each option to purchase one share of Richmond County common stock held by the reporting person was converted to an option to purchase 1.02 shares of NYCB common stock. The exercise price per share for each converted NYCB option was determined by dividing the exercise price of such option by the 1.02 ratio, with such quotient to be rounded to the nearest whole cent. These options are fully vested and were exercisable as of July 31, 2001.
  • [F3]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan are fully vested and exercisable as of July 24, 2005.

Documents

1 file

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

Entity typeother

Related Parties

1
  • filerCIK 0001215099

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 5:40 PM ET
Size
12.4 KB