RIESS RICHARD K 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Sep 16, 2009
Insider Transaction Report
Form 4
RIESS RICHARD K
Executive Vice President
Transactions
- Sale
Common Stock
2009-09-15$22.87/sh−20,000$457,484→ 0 total(indirect: By Trust) - Sale
Common Stock
2009-09-15$22.92/sh−26,184$600,171→ 46,576 total
Holdings
- 379(indirect: ESOP)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2013-01-27→ Common Stock (15,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.90 to $22.96, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.86 to $22.92, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Includes number of shares acquired under ESOP through August 31, 2009
- [F4]Options Currently exercisable - 3,750; Options Becoming exercisable - 3,750 on 12/01/2009, 3,750 on 12/01/2010 and 3,750 on 2/01/2011
- [F5]Options Becoming exercisable - 9,000 on 11/27/2010, 3,000 on 11/27/2011 and 3,000 on 11/27/2012