SWS GROUP INC·4

Nov 14, 12:10 PM ET

COLLMER J JAN 4

4 · SWS GROUP INC · Filed Nov 14, 2003

Insider Transaction Report

Form 4
Period: 2003-11-12
Transactions
  • Award

    Common Stock $.10 Par Value

    2003-11-12+4926,360 total
Holdings
  • Stock Option SWS Stock Option Plan

    Exercise: $10.92From: 1999-05-03Exp: 2003-11-03Common Stock $.10 Par Value (3,272 underlying)
    3,272
  • Common Stock $.10 Par Value

    (indirect: Owned by High Voltage Power Systems; 90% owned by J. J. Collmer)
    15,770
  • Stock Option SWS Stock Option Plan

    Exercise: $20.89From: 2001-04-30Exp: 2005-10-31Common Stock $.10 Par Value (2,704 underlying)
    2,704
  • Stock Option SWS Stock Option Plan

    Exercise: $15.78From: 2002-05-06Exp: 2006-11-06Common Stock $.10 Par Value (2,458 underlying)
    2,458
  • Stock Option SWS Stock Option Plan

    Exercise: $12.98From: 2003-05-05Exp: 2007-11-05Common Stock $.10 Par Value (2,000 underlying)
    2,000
  • Stock Option SWS Stock Option Plan

    Exercise: $17.98From: 2000-05-01Exp: 2004-11-01Common Stock $.10 Par Value (2,974 underlying)
    2,974

Documents

1 file
  • 4
    doc4.xmlPrimary