ALVES JEANNE E 4
4 · FALMOUTH BANCORP INC · Filed Sep 5, 2003
Insider Transaction Report
Form 4
ALVES JEANNE E
Other
Transactions
- Sale
Common stock, par value, $.01 per share
2003-09-04$31.00/sh−300$9,300→ 158 total - Exercise/Conversion
Common stock, par value, $.01 per share
2003-09-04$13.38/sh+300$4,013→ 458 total - Exercise/Conversion
Stock Options-Right to Buy
2003-09-04−300→ 0 totalExercise: $13.38From: 1999-01-21Exp: 2007-04-15→ Common Stock (300 underlying)
Holdings
- 2,439(indirect: See Note (1))
Common stock, par value, $.01 per share
- 1,000
Common stock, par value, $.01 per share
- 600(indirect: By Spouse)
Common stock, par value, $.01 per share
- 175
Stock Options-Right to Buy
Exercise: $22.00From: 2003-02-01Exp: 2012-03-19→ Common Stock (175 underlying) - 474
Common stock, par value, $.01 per share
- 300
Stock Options-Right to Buy
Exercise: $13.38From: 2000-01-21Exp: 2007-04-15→ Common Stock (300 underlying)
Footnotes (5)
- [F1]Reflects the total number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Ownership Plan ("ESOP") as of September 30, 2002. Pursuant to Rule 16a-3(f)(l)(i)(B), this nondiscretionary transaction occurring under the ESOP, a tax qualified plan, is exempt from the reporting requirements of Section 16(a) of the Securities Exchange Act, as amended.
- [F2]Joint with spouse.
- [F3]The reporting person disclaims beneficial ownership of these shares.
- [F4]Reflects a restricted stock award granted to the reporting person under the 1997 Recognition and Retention Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occur in 25% installments on an annual basis beginning on 2/1/03.
- [F5]Reflects stock options granted to the reporting person under the 1997 Stock Option Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc.