SHONER SHARON L 4
4 · FALMOUTH BANCORP INC · Filed Sep 10, 2003
Insider Transaction Report
Form 4
SHONER SHARON L
Vice President
Transactions
- Sale
Common Stock, par value, $.01 per share
2003-09-08$28.80/sh−200$5,760→ 0 total - Sale
Common Stock, par value, $.01 per share
2003-09-08$28.50/sh−1,300$37,050→ 785 total
Holdings
- 2,991(indirect: See Note (1))
Common Stock, par value, $.01 per share
- 175
Stock Options-Right to Buy
Exercise: $22.00From: 2003-02-01Exp: 2012-03-19→ Common Stock (175 underlying) - 474
Common Stock, par value, $.01 per share
- 300
Stock Options-Right to Buy
Exercise: $13.38From: 2000-01-21Exp: 2007-04-15→ Common Stock (300 underlying)
Footnotes (4)
- [F1]Reflects the number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Ownership Plan ("ESOP") as of September 30, 2002. Pursuant to Rule 16a-3(f)(l)(i)(B), this nondiscretionary transaction occurring under the ESOP, a tax qualified plan, is exempt from the reporting requirements of Section 16(a) of the Securities Exchange Act, as amended.
- [F2]Reflects a restricted stock award granted to the reporting person under the 1997 Recognition and Retention Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occur in 25% installments on an annual basis, with the first installment schedule to vest on 2/1/03.
- [F3]Joint with spouse.
- [F4]Reflects stock options granted to the reporting person under the 1997 Stock Option Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc.