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5//SEC Filing

YOUNG GEORGE E III 5

Accession 0001220083-03-000001

CIK 0001027280other

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 12:46 PM ET

Size

20.4 KB

Accession

0001220083-03-000001

Insider Transaction Report

Form 5
Period: 2003-09-30
YOUNG GEORGE E III
Senior Vice Pres and CFO
Transactions
  • Award

    Common Stock, par value $.01 per share

    2003-09-30+8075,770 total(indirect: See note (1))
Holdings
  • Common Stock, par value $.01 per share

    (indirect: By Spouse)
    2,559
  • Stock Option, right to buy

    Exercise: $22.00From: 2003-02-01Exp: 2012-03-19Common Stock (625 underlying)
    625
  • Stock Option, right to buy

    Exercise: $13.38From: 2001-01-21Exp: 2007-04-15Common Stock (1,120 underlying)
    1,120
  • Common Stock, par value $.01 per share

    1,977
  • Stock Option, right to buy

    Exercise: $13.38From: 1999-01-21Exp: 2007-04-15Common Stock (438 underlying)
    438
  • Stock Option, right to buy

    Exercise: $13.38From: 2000-01-21Exp: 2007-04-15Common Stock (1,119 underlying)
    1,119
  • Common Stock, par value $.01 per share

    (indirect: By Spouse)
    700
  • Common Stock, par value $.01 per share

    (indirect: By IRA)
    500
Footnotes (3)
  • [F1]Reflects the number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Ownership Plan ("ESOP") as of September 30, 2003. Purauant to Rule 16a3(f)(1)(i)(B), this nondiscretionary transaction occuring under the ESOP, a tax qualified Plan, is exempt from the reporting requirements of Section 16(a) of the Securities Exchange Act, as amended.
  • [F2]Reflects a restricted stock award granted to the reporting person under tbe 1997 Recognition and Retention Plan for outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occur in 25% installments on an annual basis, with the first installment scheduled to vest on 2/1/03.
  • [F3]Reflects stock options granted to the reporting person under the 1997 Stock Option Plan for outside Directors, Officers and Employees of Falmouth Bancorp, Inc.

Issuer

FALMOUTH BANCORP INC

CIK 0001027280

Entity typeother

Related Parties

1
  • filerCIK 0001220083

Filing Metadata

Form type
5
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 12:46 PM ET
Size
20.4 KB