POWELL THOMAS W 4

4 · POWELL INDUSTRIES INC · Filed Mar 12, 2026

AI-generated summary of this filing

Updated Mar 12, 2026

Powell Industries (POWL) 10% Owner Thomas W. Powell Gifts 2,000 Shares

What Happened

Thomas W. Powell, a reported 10% owner of Powell Industries (POWL), transferred (gifted) 2,000 shares of POWL common stock to the KRP 2025 Revocable Trust (a spousal trust) on March 11, 2026. The transaction is reported as a gift (code G) with an indicated price of $0.00 (no cash proceeds).

Key Details

Transaction date: 2026-03-11; transaction type: Gift (G); reported price: $0.00.
Shares disposed: 2,000 (reported by the insider); Shares acquired: 2,000 (held directly by the Spousal Trust).
Shares owned after transaction: Not specified on this Form 4.
Footnotes: The shares were gifted to the KRP 2025 Revocable Trust for the benefit of the reporting person’s spouse. The reporting person disclaims beneficial ownership of securities held by that Spousal Trust; the spouse is the sole trustee.
Filing timeliness: Form filed 2026-03-12 for a 2026-03-11 transaction (appears timely; no late-filing flag).

Context

Gifts are transfers of ownership, not open‑market sales or purchases, and generally do not by themselves indicate the insider’s market view. As a 10% owner, this is an insider-level transfer but the filing includes a disclaimer of beneficial ownership for the shares held in the spousal trust (except for any pecuniary interest).

Form 4

Period: 2026-03-11

10% Owner

Transactions

Gift
Common Stock
[F1]
2026-03-11−2,000→ 648,472 total
Gift
Common Stock
[F1][F2][F3]
2026-03-11+2,000→ 6,000 total(indirect: By Trust)

Holdings

Footnotes (3)

[F1]This transaction involved the reporting person's gift of 2,000 shares of POWL common stock to the KRP 2025 Revocable Trust, a trust established for the benefit of the reporting person's spouse ("Spousal Trust"). The reporting person disclaims beneficial ownership of the securities held by the Spousal Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
[F2]These shares are held directly by the Spousal Trust. The reporting person's spouse is the sole trustee of the Spousal Trust.
[F3]For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting person disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Signature

/s/ Thomas W. Powell|2026-03-12

1 file