WEALTHFRONT CORP·4

Mar 17, 5:13 PM ET

GOLDMAN KENNETH A 4

4 · WEALTHFRONT CORP · Filed Mar 17, 2026

Research Summary

AI-generated summary of this filing

Updated

Wealthfront (WLTH) Director Kenneth A. Goldman Converts 17,007 RSUs to Shares

What Happened

  • Kenneth A. Goldman, a director of Wealthfront Corp (WLTH), reported the conversion/exercise of 17,007 derivative awards on March 15, 2026. The transactions are recorded as 17,007 shares acquired at $0.00 and a corresponding 17,007-share disposition of a derivative instrument at $0.00. No cash value or open-market sale of common stock is shown in the filing excerpt provided.

Key Details

  • Transaction date: March 15, 2026; filing date (accession): March 17, 2026 — no late filing is indicated in the provided data.
  • Reported price: $0.00 per share (typical for RSU settlement; no exercise price).
  • Shares owned after transaction: not specified in the supplied excerpt.
  • Footnotes of note:
    • F1: Securities are directly held by the Goldman-Valeriote Family Trust; Goldman serves as trustee.
    • F2–F4: The awards were restricted stock units (RSUs) — each RSU equals a contingent right to one share, the award vested in full on March 15, 2026 subject to continued service, and these RSUs do not expire.
  • Transaction code: M (exercise or conversion of derivative).

Context

  • This filing reflects RSU vesting and conversion into common shares rather than an open-market purchase or sale by the director. The paired acquisition and disposition entries are typical when a derivative (RSU) is settled/converted; they do not necessarily indicate a sale of the underlying common shares to the market.

Insider Transaction Report

Form 4
Period: 2026-03-15
Transactions
  • Exercise/Conversion

    Common Stock

    2026-03-15+17,00759,655 total
  • Exercise/Conversion

    Restricted Stock Units

    [F2][F3][F4]
    2026-03-1517,0070 total
    Common Stock (17,007 underlying)
Holdings
  • Common Stock

    [F1]
    (indirect: By Trust)
    48,359
Footnotes (4)
  • [F1]The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
  • [F3]The award vests in full on March 15, 2026, subject to the reporting person's continued service to the Issuer on the vesting date.
  • [F4]These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
Signature
/s/ Lauren Lin, as Attorney-in-Fact|2026-03-17

Documents

1 file
  • 4
    form4-03172026_090343.xmlPrimary