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OPPENHEIMER HOLDINGS INC·4

Feb 26, 3:22 PM ET

ROBERTS ELAINE KELLS 4

4 · OPPENHEIMER HOLDINGS INC · Filed Feb 26, 2018

Insider Transaction Report

Form 4
Period: 2018-02-26
OPPENHEIMER HOLDINGS INCOPY
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
  • Other

    Restricted Class A non-voting common stock

    2018-02-26−1,900→ 5,025 total
    → Class A non-voting common stock (1,900 underlying)
  • Other

    Class A non-voting common stock

    2018-02-26+1,900→ 11,917 total
Holdings

  • Class B voting common stock

    120

  • Class A non-voting common stock

    (indirect: E.K.Roberts Holdco Inc.)
    207,465
Footnotes (2)
  • [F1]The transaction describes the vesting of a restricted stock award granted on 2/25/2009.
  • [F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT