OPPENHEIMER HOLDINGS INC 5
5 · OPPENHEIMER HOLDINGS INC · Filed Jan 31, 2017
Insider Transaction Report
Form 5
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
- Other
Restricted Claa A non-voting common stock
2016-07-27−1,000→ 14,357 total→ Class A non-voting common stock (1,000 underlying) - Other
Class A non-voting common stock
2016-07-27+1,000→ 207,465 total(indirect: E.K.Roberts Holdco Inc.)
Footnotes (2)
- [F1]The transaction describes the partial vesting of restricted stock awards granted on 1/28/2016.
- [F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.