ROWLAND LANDON H 4

4 · JANUS CAPITAL GROUP INC · Filed May 13, 2010

Form 4

Period: 2010-05-12

Director

Transactions

Sale
Common Stock
2010-05-12$12.82/sh−20,000$256,400→ 260,000 total(indirect: By Preservation Investment Partners LP)

Holdings

Common Stock
787,871
Common Stock
(indirect: By Trust)
115,410
Common Stock
(indirect: By Spouse)
2,015
Common Stock
27,276
Common Stock
(indirect: By Trust)
6,959
Option (Right to Buy) and LSAR
Exercise: $42.34From: 2001-01-29Exp: 2011-01-28→ Common Stock (4,335 underlying)
4,335
Option (Right to Buy) and LSAR
Exercise: $25.71From: 2002-01-28Exp: 2012-01-27→ Common Stock (6,866 underlying)
6,866
Option (Right to Buy) and LSAR
From: 2003-01-01Exp: 2012-07-17→ Common Stock (212,000 underlying)
212,000
Option (Right to Buy) and LSAR
Exercise: $13.15From: 2002-12-11Exp: 2012-12-10→ Common Stock (13,106 underlying)
13,106

Footnotes (4)

[F1]Shares were sold in the following manner: 16,500 at $12.77 per share; 100 at $12.78 per share; 400 at $12.79 per share; 500 at $12.80 per share; 300 at $12.81 per share; 100 at $12.82 per share; 1,100 at $12.83 per share; 500 at $12.84 per share; 200 at $12.86 per share and 300 at $12.89 per share.
[F2]Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution.
[F3]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSAR") are granted in tandem with stock options. LSARs are automatically exercisable (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
[F4]Exercise price is $19.36 for 56,000 options, $21.59 for 56,000 options, $17.12 for 56,000 options and $14.89 for 44,000 options.

Documents

1 file