RATNER ALBERT B 5

5 · FOREST CITY ENTERPRISES INC · Filed Mar 16, 2009

Form 5

Period: 2009-01-31

DirectorCo-Chairman of the Board10% Owner

Transactions

Gift
Class B Common - Convertible
2008-03-14−5,820→ 425,410 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (431,230 underlying)
Gift
Class A Common Stock
2008-12-23−2,000→ 111,501 total(indirect: See footnote)

Holdings

Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (6,713.599 underlying)
5,001.483
Class A Common Stock
(indirect: See footnote.)
1,064,514
Class A Common Stock
(indirect: By 401(k))
2,268.838
Class A Common Stock
(indirect: See footnote)
10,000
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,000,000 underlying)
1,000,000
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
900
Class A Common Stock
(indirect: See footnote)
26,000

Footnotes (10)

[F1]Audrey G. Ratner, trustee, under declaration of Trust dated June 15, 1993.
[F10]Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities.
[F2]Audrey G. Ratner - shares held in street account.
[F3]Held in the 1986 Remainder Interest Trust (Albert Ratner retains an income interest for life). Trustees are Charles Ratner and James Ratner.
[F4]401k Plan - Class A Common shares - change in value due to regular contributions and required distributions over the course of the year, also reporting in unitized share increments.
[F5]Albert B. Ratner Revocable Trust dated 12/18/1987.
[F6]FCE Mangement, L.P. (a limited partner of RMS, Ltd.) - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner. Share value adjusted for fractional shares.
[F7]RMS, Ltd - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner.
[F8]Held by spouse.
[F9]401k Plan - Class B Common shares - change in value due to required distributions over the course of the year and reporting in unitized share increments.

Documents

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