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4//SEC Filing

O'Brien Robert G. 4

Accession 0001217455-18-000008

CIK 0001647509other
View on SEC.govCompany Profile

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 2:02 PM ET

Size

29.3 KB

Accession

0001217455-18-000008

Insider Transaction Report

Form 4
Period: 2018-03-28
Forest City Realty Trust, Inc.FCEA
OBRIEN ROBERT G
Exec VP & CFO
Transactions
  • Tax Payment

    Class A Common Stock

    2018-03-28$20.21/sh−5,145$103,980→ 0 total
Holdings

  • 2016 Performance Shares

    Exercise: $0.00From: 2018-12-31Exp: 1988-08-08→ Class A Common (21,489 underlying)
    21,489

  • Class A Common Stock

    255,155

  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (28,059 underlying)
    28,059

  • Class A Common Stock

    (indirect: See footnote)
    12,553

  • 2012 Stock Option Grant (right to buy)

    Exercise: $14.74From: 2014-04-11Exp: 2022-04-11→ Class A Common (39,694 underlying)
    39,694

  • 2014 Stock Option Grant (right to buy)

    Exercise: $18.73From: 2016-03-28Exp: 2024-03-28→ Class A Common (31,620 underlying)
    31,620

  • 2009 Stock Option Grant (right to buy)

    Exercise: $7.80From: 2011-04-21Exp: 2019-04-21→ Class A Common (7,011 underlying)
    7,011

  • Class A Common Stock

    10,015

  • Class A Common Stock

    (indirect: See footnote)
    12,537

  • 2017 Performance Shares

    Exercise: $0.00From: 2019-12-31Exp: 1988-08-08→ Class A Common (20,029 underlying)
    20,029

  • Class A Common Stock

    14,372

  • Class A Common Stock

    (indirect: See footnote)
    12,553

  • 2013 Stock Option Grant (right to buy)

    Exercise: $17.60From: 2015-04-08Exp: 2023-04-08→ Class A Common (33,422 underlying)
    33,422

  • Class A Common Stock

    (indirect: See footnote)
    48,307

  • Class A Common Stock

    7,163

  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (38,547 underlying)
    38,547

  • 2018 Performance Shares

    Exercise: $0.00From: 2020-12-31Exp: 1988-08-08→ Class A Common (21,558 underlying)
    21,558

  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (26,893 underlying)
    26,893
Footnotes (19)
  • [F1]Robert G. O'Brien Trust.
  • [F10]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F11]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  • [F12]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  • [F13]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  • [F14]2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
  • [F15]2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
  • [F16]2014 Stock Option Grant - 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
  • [F17]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
  • [F18]Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
  • [F19]Performance Shares Award - granted 3/20/2018 - performance period is from January 1, 2018 to December 31, 2020. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.89 per share. There is no fixed expiration date.
  • [F2]2014 Restricted Stock Grant - 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
  • [F3]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
  • [F4]2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
  • [F5]2018 Restricted Stock Grant - 25% vest on 3/24/2019; 25% vest on 3/24/2020; and 50% vest on 3/24/2021.
  • [F6]Shares held by Robert L. O'Brien, son - Indirect
  • [F7]Shares held by Kathleen G. O'Brien, daughter - Indirect
  • [F8]Shares held by Sara F. O'Brien, daughter - Indirect
  • [F9]Shares are held by Robert & Ann (wife) O'Brien in a street account. 11,345 shares vested on 3/28/2018, of which 5,145 shares were returned to the Company to cover taxes and balance of the shares were transferred to this account.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→
Entity typeother

Related Parties

1
  • filerCIK 0001217455

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 2:02 PM ET
Size
29.3 KB
View on SEC.gov