FOREST CITY ENTERPRISES INC 4

Accession 0001217453-15-000002

CIK 0000038067operating

View on SEC.gov Company Profile

Filed

Aug 23, 8:00 PM ET

Accepted

Aug 24, 2:57 PM ET

Size

32.1 KB

Accession

0001217453-15-000002

Insider Transaction Report

Form 4

Period: 2015-08-20

FOREST CITY ENTERPRISES INCFCEA/FCEB

KANE LINDA M

Sr VP/Chief Acctg Admin Off

Transactions

Exercise/Conversion
Class A Common Stock
2015-08-20$17.72/sh+6,213$110,094→ 17,270 total
Exercise/Conversion
2010 Stock Option Grant (right to buy)
2015-08-20−5,437→ 0 total
Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (5,437 underlying)
Exercise/Conversion
Class A Common Stock
2015-08-20$15.89/sh+5,437$86,394→ 11,057 total
Exercise/Conversion
2011 Stock Option Grant (right to buy)
2015-08-20−6,213→ 0 total
Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (6,213 underlying)

Holdings

Class A Common Stock
4,128
2014 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,128 underlying)
4,128
2005 Stock Option Grant (right to buy)
Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (11,250 underlying)
11,250
2015 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (3,235 underlying)
3,235
Class B Common - Convertible
(indirect: By 401(k))
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,734.992 underlying)
1,734.992
2012 Performance Shares
Exercise: $0.00From: 2015-12-31Exp: 1988-08-08→ Class A Common (5,124 underlying)
5,124
2013 Performance Shares
Exercise: $0.00From: 2016-12-31Exp: 1988-08-08→ Class A Common (4,146 underlying)
4,146
Class A Common Stock
2,562
Class A Common Stock
3,235
2008 Stock Option Grant (right to buy)
Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (6,522 underlying)
6,522
Class A Common Stock
(indirect: By 401(k))
2,063.838
Class A Common Stock
3,283
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (15,000 underlying)
15,000
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (15,000 underlying)
15,000

Footnotes (19)

[F1]Class A Common Stock - 401k account - Held Indirect.
[F10]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
[F11]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
[F12]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
[F13]Stocks are convertible from Class B to Class A on a 1-for-1 basis.
[F14]Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
[F15]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
[F16]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
[F17]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
[F18]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
[F19]Class B Common Stock - 401k account - Held indirect.
[F2]2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
[F3]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
[F4]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
[F5]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
[F6]Shares are held in a street account. 1,964 restricted shares vested 4/13/2015 and were moved to this account; 1,281 restricted shares vested 4/11/2015 and were moved to this account; and 1,094 restricted shares vested 4/08/2015 and were moved to this account.
[F7]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
[F8]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
[F9]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→

Entity typeoperating

IncorporatedOH

Related Parties

filerCIK 0000038067

Filing Metadata

Form type: 4
Filed: Aug 23, 8:00 PM ET
Accepted: Aug 24, 2:57 PM ET
Size: 32.1 KB

View on SEC.gov