FOREST CITY ENTERPRISES INC 5
5 · FOREST CITY ENTERPRISES INC · Filed Feb 14, 2014
Insider Transaction Report
Form 5
FOREST CITY ENTERPRISES INCFCEA/FCEB
SHAFRAN JOAN K
Director10% Owner
Transactions
- Gift
Class A Common Stock
2013-12-18−15,500→ 77,285 total(indirect: See footnote)
Holdings
- 4,462(indirect: See footnote)
Class A Common Stock
- 4,462(indirect: See footnote)
Class A Common Stock
- 720(indirect: See footnote)
Class A Common Stock
- 37,156(indirect: See footnote)
Class A Common Stock
- 900
Class B Common - Convertible
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying) - 1,879,908
Class B Common - Convertible
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,879,908 underlying) - 13,500
Class B Common - Convertible
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (13,500 underlying)
Footnotes (10)
- [F1]Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
- [F10]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
- [F2]Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
- [F3]Joan Shafran, Trustee - held in street account with Barclays.
- [F4]Held Indirect by The Berimore Company (a general partnership). Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak.
- [F5]Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
- [F6]Held Indirect - General Partner of RMS, Ltd.
- [F7]Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak.
- [F8]Held Indirect - Powell Partners.
- [F9]Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.