AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed Mar 26, 2026
Research Summary
AI-generated summary of this filing
Universal Safety (UUU) 10% Owner Milton C. Ault III Buys Stock
What Happened
- Milton C. Ault III, a reported 10% owner of Universal Safety Products, Inc. (UUU), made open-market purchases of company stock. He bought 10,000 shares on 2026-03-24 at $6.02 per share ($60,200) and 5,000 shares on 2026-03-25 at $6.12 per share ($30,600), for a combined $90,800. These were purchases (transaction code P), which are typically viewed as a more informative (bullish) insider action than routine sales.
Key Details
- Transaction dates & prices:
- 2026-03-24: 10,000 shares @ $6.02 = $60,200
- 2026-03-25: 5,000 shares @ $6.12 = $30,600
- Total purchased: 15,000 shares for $90,800.
- Shares owned after transaction: Not specified in the provided Form 4 excerpt.
- Filing: Form 4 filed 2026-03-26 for transactions through 2026-03-24/03-25; filing appears timely based on standard two-business-day rule.
- Footnotes of note:
- F1: Ault Lending, LLC is a wholly owned subsidiary of Hyperscale Data, Inc. and Milton Ault is deemed to have voting/investment power over securities held by Ault Lending.
- F2: Securities held by Alpha Structured Finance LP may be deemed beneficially owned by Mr. Ault due to his managerial roles with affiliated entities.
- F3: Securities held by Ault & Company, Inc. may be deemed beneficially owned by Mr. Ault because he is CEO and Chairman of that entity.
Context
- These were straight open-market purchases (no options, grants, or gifts involved). As a reported 10% owner and manager of related entities, Ault’s holdings may include securities held through affiliated funds or companies (see footnotes), so his overall beneficial ownership may be broader than direct shares reported here.
- The Form 4 provides factual transaction details only and does not state motives. Purchases by insiders can be interpreted by investors as a signal of confidence, but should be weighed with other information.
Insider Transaction Report
Form 4
AULT MILTON C III
Director10% Owner
Transactions
- Purchase
Common Stock
[F1]2026-03-24$6.02/sh+10,000$60,200→ 670,839 total(indirect: By LLC) - Purchase
Common Stock
[F1]2026-03-25$6.12/sh+5,000$30,600→ 675,839 total(indirect: By LLC)
Holdings
- 1,600
Common Stock
- 15,000(indirect: By Alpha Structured Finance LP)
Common Stock
[F2] - 6,000(indirect: By Ault & Company, Inc.)
Common Stock
[F3]
Footnotes (3)
- [F1]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F2]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- [F3]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Signature
By: /s/ Milton C. Ault, III|2026-03-26