AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed Mar 23, 2026
Research Summary
AI-generated summary of this filing
Universal Safety (UUU) 10% Owner Milton C. Ault III Buys 24,000 Shares
What Happened Milton C. Ault III, a reported 10% owner of Universal Safety Products, Inc. (UUU), made three open-market purchases (transaction code P) acquiring a total of 24,000 shares between March 19 and March 23, 2026. The purchases were: 4,000 shares at $6.01 on Mar 19 ($24,040); 10,000 shares at $6.35 on Mar 20 ($63,500); and 10,000 shares at $6.01 on Mar 23 ($60,100). Total consideration for the three purchases was $147,640. These were purchases (not sales, awards, or option exercises).
Key Details
- Transaction dates and prices:
- 2026-03-19: 4,000 shares @ $6.01 = $24,040
- 2026-03-20: 10,000 shares @ $6.35 = $63,500
- 2026-03-23: 10,000 shares @ $6.01 = $60,100
- Total acquired: 24,000 shares for $147,640.
- Filing date: Form 4 filed 2026-03-23; transactions reported timely (no late filing indicated).
- Shares owned after transaction: not specified in the provided excerpt of the filing.
- Footnotes of note:
- F1: Ault Lending, LLC is a subsidiary of Hyperscale Data, Inc.; Mr. Ault is deemed to have voting/investment power over those securities.
- F2: Holdings by Alpha Structured Finance LP may be attributed to Mr. Ault due to his manager/GP/manager roles.
- F3: Holdings by Ault & Company, Inc. may be attributed to Mr. Ault given his CEO/Chair roles.
Context
- These were straight purchases (code P), not option exercises, gifts, or awards — meaning Mr. Ault spent cash to acquire shares.
- As a reported 10% owner with related entities described in the footnotes, some holdings may be held through affiliated funds or companies; that can affect how beneficial ownership is reported but does not change that these transactions were purchases.
Insider Transaction Report
Form 4
AULT MILTON C III
Director10% Owner
Transactions
- Purchase
Common Stock
[F1]2026-03-19$6.01/sh+4,000$24,040→ 640,839 total(indirect: By LLC) - Purchase
Common Stock
[F1]2026-03-20$6.35/sh+10,000$63,500→ 650,839 total(indirect: By LLC) - Purchase
Common Stock
[F1]2026-03-23$6.01/sh+10,000$60,100→ 660,839 total(indirect: By LLC)
Holdings
- 1,600
Common Stock
- 15,000(indirect: By Alpha Structured Finance LP)
Common Stock
[F2] - 6,000(indirect: By Ault & Company, Inc.)
Common Stock
[F3]
Footnotes (3)
- [F1]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F2]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- [F3]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Signature
By: /s/ Milton C. Ault, III|2026-03-23