AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed Mar 17, 2026
Research Summary
AI-generated summary of this filing
Universal Safety (UUU) 10% Owner Milton Ault Buys 20,000 Shares
What Happened Milton C. Ault III, identified as a 10% owner, made two purchases of Universal Safety Products, Inc. (UUU) common stock. On 2026-03-13 he acquired 10,000 shares at $6.08 for $60,849, and on 2026-03-16 he acquired 10,000 shares at $5.78 for $57,819 — a total of 20,000 shares for $118,668. These were purchases (transaction code P), which are generally viewed as more informative about insider sentiment than routine sales.
Key Details
- Transaction dates and prices: 2026-03-13 — 10,000 shares @ $6.08 ($60,849); 2026-03-16 — 10,000 shares @ $5.78 ($57,819).
- Total purchased: 20,000 shares; total value reported: $118,668 (approx. average price ~$5.93/share).
- Transaction type: P = purchase (open market or private purchase).
- Shares owned after the transactions: not specified in the excerpt provided; see the full Form 4 for exact post-transaction holdings.
- Filing timeliness: Form filed 2026-03-17; filings cover trades on 3/13 and 3/16 and appear to be filed within the two-business-day window (not late).
- Footnotes of note:
- F1: Ault Lending, LLC is a wholly owned subsidiary of Hyperscale Data, Inc.; Mr. Ault is deemed to have voting/investment power over securities held by Ault Lending.
- F2: Securities held by Alpha Structured Finance LP may be deemed beneficially owned because Mr. Ault is manager of related entities.
- F3: Securities held by Ault & Company, Inc. may be deemed beneficially owned because Mr. Ault is CEO and Chairman.
Context
- These were straightforward purchases (no options exercised, no awards, no gifts). Code P indicates open-market or private purchases rather than derivative activity.
- Mr. Ault is a 10% owner and holds control/manager roles in related entities named in the footnotes; reported beneficial ownership may include positions held through those entities.
- Purchases by significant owners can be informative to retail investors, but they are not proof of future performance; consult the full filing for complete holdings and additional details.
Insider Transaction Report
Form 4
AULT MILTON C III
Director10% Owner
Transactions
- Purchase
Common Stock
[F1]2026-03-13$6.08/sh+10,000$60,849→ 621,632 total(indirect: By LLC) - Purchase
Common Stock
[F1]2026-03-16$5.78/sh+10,000$57,819→ 631,632 total(indirect: By LLC)
Holdings
- 1,400
Common Stock
- 15,000(indirect: By Alpha Structured Finance LP)
Common Stock
[F2] - 6,000(indirect: By Ault & Company, Inc.)
Common Stock
[F3]
Footnotes (3)
- [F1]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F2]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- [F3]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Signature
By: /s/ Milton C. Ault, III|2026-03-17