4//SEC Filing
ASH HOWARD 4
Accession 0001214659-23-000542
CIK 0000896493other
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 8:00 PM ET
Size
7.8 KB
Accession
0001214659-23-000542
Insider Transaction Report
Form 4
ASH HOWARD
Director
Transactions
- Exercise/Conversion
Common Stock
2023-01-09+25,000→ 100,000 total - Exercise/Conversion
Restricted Stock Grant
2023-01-09−25,000→ 0 totalExp: 2023-01-09→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Represents the vesting of restricted stock.
- [F2]Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer").
- [F3]On January 8, 2021, Mr. Ash was granted 50,000 restricted shares of the Issuer's common stock, which initially vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. In November 2022, the Issuer's stockholders, at the Issuer's annual stockholder meeting, approved the acceleration of the vesting of the last two tranches, after approval by the NYSE American. The final 25,000 shares of the Issuer's common stock were issued on January 9, 2023.
Documents
Issuer
Ault Alliance, Inc.
CIK 0000896493
Entity typeother
Related Parties
1- filerCIK 0001677305
Filing Metadata
- Form type
- 4
- Filed
- Jan 10, 7:00 PM ET
- Accepted
- Jan 11, 8:00 PM ET
- Size
- 7.8 KB