CNH Capital Co Ltd 4

Accession 0001214659-22-004238

CIK 0001422930other

View on SEC.gov Company Profile

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 5:48 PM ET

Size

101.2 KB

Accession

0001214659-22-004238

Insider Transaction Report

Form 4

Period: 2021-03-19

PubMatic, Inc.PUBM

CNH Capital Co Ltd

10% Owner

Transactions

Purchase
Class A Common Stock
2021-06-04$28.15/sh+8,700$244,905→ 185,750 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-01$30.00/sh+650$19,500→ 162,050 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-01$30.01/sh+500$15,005→ 25,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-05-25$32.63/sh+10,000$326,300→ 760,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-05-26$32.52/sh+5,000$162,600→ 20,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-05-26$34.00/sh+10,000$340,000→ 765,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-05-27$31.30/sh+35,000$1,095,500→ 800,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-05-28$31.06/sh+10,000$310,600→ 152,050 total(indirect: See Note)
Purchase
Class A Common Stock
2021-05-28$29.57/sh+5,000$147,850→ 805,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-01$29.42/sh+9,350$275,077→ 161,400 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-02$28.96/sh+5,000$144,800→ 167,050 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-04$29.01/sh+1,300$37,713→ 187,050 total(indirect: See Note)
Purchase
Class A Common Stock
2021-05-24$34.27/sh+5,000$171,350→ 137,050 total(indirect: See Note)
Purchase
Class A Common Stock
2021-05-24$34.10/sh+12,000$409,200→ 750,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-05-25$33.63/sh+5,000$168,150→ 142,050 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-01$29.22/sh+4,500$131,490→ 24,500 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-01$29.18/sh+10,000$291,800→ 815,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-03$28.42/sh+10,000$284,200→ 835,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-04$27.35/sh+5,000$136,750→ 840,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-07$27.46/sh+5,000$137,300→ 192,050 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-07$27.59/sh+2,500$68,975→ 27,500 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-07$28.79/sh+3,000$86,370→ 843,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-08$30.04/sh+5,000$150,200→ 197,050 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-08$30.35/sh+7,000$212,450→ 850,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-14$33.72/sh+5,000$168,600→ 32,500 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-15$33.38/sh+5,000$166,900→ 37,500 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-16$33.23/sh+3,022$100,421→ 40,522 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-16$33.96/sh+1,978$67,173→ 42,500 total(indirect: See Note)
Purchase
Contract For Difference
2021-03-24$48.50/sh+3,000$145,500→ 16,000 total(indirect: See Note)
→ Class A Common Stock (3,000 underlying)
Purchase
Contract For Difference
2021-03-30$46.00/sh+5,000$230,000→ 53,500 total(indirect: See Note)
→ Class A Common Stock (5,000 underlying)
Purchase
Contract For Difference
2021-03-30$45.00/sh+7,000$315,000→ 50,463 total(indirect: See Note)
→ Class A Common Stock (7,000 underlying)
Purchase
Contract For Difference
2021-03-30$46.30/sh+3,000$138,900→ 53,463 total(indirect: See Note)
→ Class A Common Stock (3,000 underlying)
Purchase
Class A Common Stock
2021-06-02$29.53/sh+10,000$295,300→ 825,000 total(indirect: See Note)
Purchase
Class A Common Stock
2021-06-03$28.74/sh+10,000$287,400→ 177,050 total(indirect: See Note)
Purchase
Contract For Difference
2021-06-03$28.74/sh+5,000$143,700→ 28,500 total(indirect: See Note)
→ Class A Common Stock (5,000 underlying)
Purchase
Contract For Difference
2021-06-04$27.85/sh+2,500$69,625→ 31,000 total(indirect: See Note)
→ Class A Common Stock (2,500 underlying)
Purchase
Contract For Difference
2021-06-04$28.70/sh+2,500$71,750→ 33,500 total(indirect: See Note)
→ Class A Common Stock (2,500 underlying)
Purchase
Contract For Difference
2021-06-08$30.02/sh+2,500$75,050→ 36,000 total(indirect: See Note)
→ Class A Common Stock (2,500 underlying)
Purchase
Contract For Difference
2021-06-16$33.75/sh+5,000$168,750→ 50,500 total(indirect: See Note)
→ Class A Common Stock (5,000 underlying)
Purchase
Contract For Difference
2021-04-16$52.80/sh+539$28,459→ 54,002 total(indirect: See Note)
→ Class A Common Stock (539 underlying)
Purchase
Contract For Difference
2021-04-16$53.50/sh+14,461$773,664→ 68,463 total(indirect: See Note)
→ Class A Common Stock (14,461 underlying)
Purchase
Contract For Difference
2021-04-16$55.94/sh+5,000$279,700→ 73,463 total(indirect: See Note)
→ Class A Common Stock (5,000 underlying)
Purchase
Contract For Difference
2021-05-12$37.61/sh+5,000$188,050→ 21,000 total(indirect: See Note)
→ Class A Common Stock (5,000 underlying)
Purchase
Contract For Difference
2021-06-02$29.00/sh+2,500$72,500→ 23,500 total(indirect: See Note)
→ Class A Common Stock (2,500 underlying)
Purchase
Contract For Difference
2021-06-03$28.76/sh+5,000$143,800→ 45,500 total(indirect: See Note)
→ Class A Common Stock (5,000 underlying)

Footnotes (31)

[F1]Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
[F10]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F11]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.70 to $29.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F12]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.20 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F13]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.85 to $28.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F14]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.88 to $29.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F15]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.00 to $27.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F16]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.30 to $27.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F17]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F18]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.20 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F19]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.30 to $33.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F2]Directly held by CNH.
[F20]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.80 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F21]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.94 to $33.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F22]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.00 to $54.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F23]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.69 to $56.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F24]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F25]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.80 to $29.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F26]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.50 to $28.8, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F27]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F28]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $29.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F29]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $20.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F3]Directly held by CNH Capital.
[F30]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.68 to $33.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F31]A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.
[F4]Directly held by Duk Ho Cho.
[F5]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.11 to $34.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F6]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.51 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F7]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.30 to $32.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F8]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.90 to $31.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
[F9]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Documents

1 file

4
ownership.xmlPrimary

Issuer

PubMatic, Inc.

CIK 0001422930

→

Entity typeother

IncorporatedKorea, Republic of

Related Parties

filerCIK 0001916745

Filing Metadata

Form type: 4
Filed: Mar 21, 8:00 PM ET
Accepted: Mar 22, 5:48 PM ET
Size: 101.2 KB

View on SEC.gov