Lu Albert 4
4 · EMCORE CORP · Filed Dec 22, 2021
Insider Transaction Report
Form 4
EMCORE CORPEMKR
Lu Albert
Sr. V.P. of Engineering
Transactions
- Tax Payment
Common Stock
2021-12-21$6.58/sh−457$3,007→ 67,707 total - Exercise/Conversion
Common Stock
2021-12-21+1,323→ 68,164 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2021-12-21−1,323→ 2,646 total→ Emcore Common Stock (1,323 underlying)
Footnotes (4)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
- [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
- [F4]On December 21, 2019, the reporting person was granted 5,292 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date