4//SEC Filing
SMITH ROBERT O 4
Accession 0001214659-21-011641
CIK 0000896493other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 9:31 PM ET
Size
8.8 KB
Accession
0001214659-21-011641
Insider Transaction Report
Form 4
SMITH ROBERT O
Director
Transactions
- Award
Stock Options (Right to Buy)
2021-11-09+100,000→ 100,000 totalExercise: $2.19Exp: 2031-11-08→ Common Stock (100,000 underlying)
Holdings
- 50,000
Stock Options (Right to Buy)
Exercise: $1.79Exp: 2030-09-16→ Common Stock (50,000 underlying) - 150,000
Stock Options (Right to Buy)
Exercise: $2.55Exp: 2031-01-07→ Common Stock (150,000 underlying)
Footnotes (3)
- [F1]On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Smith to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.
- [F2]Mr. Smith was granted stock options to purchase 50,000 shares of the Issuer's common stock, which options vest in equal monthly increments over one (1) year commencing on September 17, 2020.
- [F3]Mr. Smith was granted stock options to purchase 150,000 shares of the Issuer's common stock, which options shall vest in monthly increments commencing on January 1, 2022 and ending on December 1, 2023.
Documents
Issuer
Ault Global Holdings, Inc.
CIK 0000896493
Entity typeother
Related Parties
1- filerCIK 0000091335
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 9:31 PM ET
- Size
- 8.8 KB