Home/Filings/4/0001214659-21-011639
4//SEC Filing

ASH HOWARD 4

Accession 0001214659-21-011639

CIK 0000896493other

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 9:30 PM ET

Size

8.7 KB

Accession

0001214659-21-011639

Insider Transaction Report

Form 4
Period: 2021-11-09
ASH HOWARD
Director
Transactions
  • Award

    Stock Options (Right to Buy)

    2021-11-09+100,000100,000 total
    Exercise: $2.19Exp: 2031-11-08Common Stock (100,000 underlying)
Holdings
  • Stock Options (Right to Buy)

    Exercise: $1.79Exp: 2030-09-16Common Stock (50,000 underlying)
    50,000
  • Stock Options (Right to Buy)

    Exercise: $2.55Exp: 2031-01-07Common Stock (150,000 underlying)
    150,000
Footnotes (3)
  • [F1]On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Ash to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.
  • [F2]Mr. Ash was granted stock options to purchase 50,000 shares of the Issuer's common stock, which options vest in equal monthly increments over one (1) year commencing on September 17, 2020.
  • [F3]Mr. Ash was granted stock options to purchase 150,000 shares of the Issuer's common stock, which options shall vest in monthly increments commencing on January 1, 2022 and ending on December 1, 2023.

Issuer

Ault Global Holdings, Inc.

CIK 0000896493

Entity typeother

Related Parties

1
  • filerCIK 0001677305

Filing Metadata

Form type
4
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 9:30 PM ET
Size
8.7 KB