Home/Filings/4/0001214659-21-000154
4//SEC Filing

AUGUST NATHANIEL H. 4

Accession 0001214659-21-000154

CIK 0001707210other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 5:58 PM ET

Size

15.6 KB

Accession

0001214659-21-000154

Insider Transaction Report

Form 4
Period: 2021-01-04
Transactions
  • Sale

    Common Units

    2021-01-05$4.09/sh27,009$110,4833,264,841 total
  • SaleSwap

    Cash settled total return swap (obligation to buy)

    2021-01-04$4.26/sh63,458$270,24921,115 total
    Exp: 2023-05-03Common Units (63,458 underlying)
  • Sale

    Common Units

    2021-01-04$4.16/sh15,900$66,1093,291,850 total
  • SaleSwap

    Cash settled total return swap (obligation to buy)

    2021-01-05$4.06/sh21,115$85,6470 total
    Exp: 2023-05-03Common Units (21,115 underlying)
Footnotes (2)
  • [F1]These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between April 4, 2019 and June 17, 2019 at prices between $1.93 and $2.26. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.
  • [F2]Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.

Issuer

Navios Maritime Containers L.P.

CIK 0001707210

Entity typeother

Related Parties

1
  • filerCIK 0001535393

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:58 PM ET
Size
15.6 KB