Li Nancy 4/A
4/A · NEULION, INC. · Filed Mar 28, 2018
Insider Transaction Report
Form 4/AAmended
LI NANCY
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2018-03-24+248,656→ 42,348,712 total
Holdings
- 56,040(indirect: By Trust)
Common Stock
- 53,347,653(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Represents the number of performance-based Restricted Stock Unit awards granted in February 2017 that were certified for issuance. The RSUs vest in four equal installments (on the certification date and on each of the first three anniversaries thereof).
- [F2]Includes 936,492 shares of common stock issuable upon the future vesting of Restricted Stock Unit awards. The reporting person is not entitled to receive the shares of common stock underlying the Restricted Stock Units, and has no rights of a shareholder with respect thereto, prior to vesting.
- [F3]Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Ms. Li is the trustee for each of two trusts, and her children are the beneficiaries of the trusts.