Li Nancy 4
4 · NEULION, INC. · Filed Mar 27, 2018
Insider Transaction Report
Form 4
LI NANCY
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2018-03-24+248,656→ 42,348,712 total
Holdings
- 53,347,653(indirect: By Spouse)
Common Stock
- 56,040(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Represents vested portion of performance-based Restricted Stock Unit award granted in February 2017.
- [F2]Includes 936,492 shares of common stock issuable upon the future vesting of Restricted Stock Unit awards. The reporting person is not entitled to receive the shares of common stock underlying the Restricted Stock Units, and has no rights of a shareholder with respect thereto, prior to vesting.
- [F3]Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Ms. Li is the trustee for each of two trusts, and her children are the beneficiaries of the trusts.