Li Nancy 4
4 · NEULION, INC. · Filed Jan 2, 2018
Insider Transaction Report
Form 4
LI NANCY
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2017-12-20+60,575→ 53,347,653 total(indirect: By Spouse)
Holdings
- 56,040(indirect: By Trust)
Common Stock
- 42,100,056
Common Stock
Footnotes (4)
- [F1]Represents receipt by Ms. Li's spouse of a semi-annual director's fee for the second half of 2017.
- [F2]Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]Includes [937,500] shares of common stock issuable upon the future vesting of Restricted Stock Unit (RSU) awards. The reporting person is not entitled to receive the shares of common stock underlying the RSUs, and has no rights of a shareholder with respect thereto, prior to vesting.
- [F4]Ms. Li is the trustee for each of two trusts, and her children are the beneficiaries of the trusts.