Wojciechowski David Gregory 4

4 · EMCORE CORP · Filed Dec 29, 2017

Form 4

Period: 2017-12-28

Vice President, Sales

Transactions

Award
Performance-Based Restricted Stock Units (PSUs)
2017-12-28+10,000→ 15,037 total
→ Emcore Common Stock (10,000 underlying)
Award
Restricted Stock Units
2017-12-28+10,000→ 22,884 total
→ Emcore Common Stock (10,000 underlying)

Footnotes (7)

[F1]Each PSU represents a contingent right to receive one share of EMCORE common stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares reported in column 7 of this report.
[F2]Between zero (0) and 200% of the PSUs will vest, if at all, on December 28, 2020.
[F3]The PSUs were awarded to the Reporting Person for no cash or other similar consideration.
[F4]Reflects a correction in the number of PSUs reported as beneficially owned by the Reporting Person in prior reports due to an inadvertent error that appeared in the prior reports.
[F5]Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock.
[F6]Vests in four equal annual installments commencing on December 28, 2018.
[F7]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.

Documents

1 file