NEULION, INC. 4

4 · NEULION, INC. · Filed May 13, 2016

Form 4

Period: 2016-05-11

DirectorChief Executive Officer10% Owner

Transactions

Exercise/Conversion
Common Stock
2016-05-11$0.43/sh+450,000$193,500→ 40,600,056 total
Exercise/Conversion
Stock Options (right to buy)
2016-05-11−450,000→ 0 total
Exercise: $0.43Exp: 2016-05-19→ Common Stock (450,000 underlying)

Holdings

Footnotes (5)

[F1]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
[F2]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
[F3]Ms. Li is the trustee for the two trusts and her children are the beneficiaries of the trusts.
[F4]Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F5]The options vested in equal monthly increments over a 48-month period; the first increment vested on May 16, 2012.

Documents

1 file